compliance governance

Compliance Portal

Aggregate KYB, AML, OFAC, risk, policy, exception, audit, and approval readiness for compliance review.

advisory onlyblocked

Backend readiness binding

Compliance Portal displays read-only readiness metadata.

Backend readiness is not configured for this website runtime. Static advisory metadata is being displayed.

Binding status

backend_unconfigured

Source

static_fallback

Portal source

website_static_fallback

Backend driven

false

Execution allowed

false

Frontend financial logic allowed

false

Fetched at

not available

API path

/financial-core/readiness

Workflow summary

Portal workflow state is display-only.

Workflow count

Blocked workflows

Advisory workflows

Readiness workflows

Approval queue items

Blocked approvals

Pending approvals

Audit evidence items

Metadata-only evidence

Evidence upload enabled

false

Navigation

Compliance Portal shell sections.

Compliance dashboard

KYB readiness

Risk controls

Policy readiness

Exceptions

Audit evidence

Workflow visibility

Compliance Portal maps to governed workflow shells.

Workflow shells represent review, approval, evidence, and blocker visibility only. They do not execute provider, payment, ledger, settlement, or treasury actions.

Workflow operations

Open the non-executing workflow operations dashboard.

Queue, approval, audit evidence, blocker, and runtime health summaries remain advisory-only and do not mutate workflow state.

Open workflow operations

Merchant Onboarding

advisory onlyblocked

Guide merchants from account setup through readiness review without activating live payments.

Required approvals

Collect merchant profile evidenceValidate organization ownership readinessReview KYB intake completenessConfirm provider readiness remains advisory

Backend state

static fallbackproduction ready false

Review workflow

Business Verification / KYB

readiness onlyblocked

Present KYB and business verification readiness without performing external checks.

Required approvals

Review business profile completenessReview KYB document metadataConfirm sanctions and AML readiness postureRecord blocked verification outcome until production approval

Backend state

static fallbackproduction ready false

Review workflow

Compliance Review

readiness onlyblocked

Present compliance readiness and exceptions without executing compliance decisions.

Required approvals

Review compliance readiness scoreReview policy and exception postureConfirm compliance execution remains blockedRecord recommendations for production readiness review

Backend state

static fallbackproduction ready false

Review workflow

AML / Sanctions Review

readiness onlyblocked

Show AML and sanctions review readiness while all external screening remains disabled.

Required approvals

Review AML readiness metadataReview sanctions and country controls readinessConfirm no external screening calls occurRoute blockers to compliance review

Backend state

static fallbackproduction ready false

Review workflow

Admin Approval Review

readiness onlyblocked

Represent governed admin review without granting new permissions in the frontend.

Required approvals

Review role and permission readinessReview approval audit readinessConfirm admin actions remain governedRoute production approvals to executive review

Backend state

static fallbackproduction ready false

Review workflow

Backend dependencies

The shell depends on backend-owned evidence and readiness.

Risk and Compliance Engine

KYB AML OFAC readiness

Durable evidence and audit storage

Risk controls center

Audit intelligence

Completion dashboard

portal readiness completion summary.

Business Platform Completion v1 adds evidence, timeline, notification, reporting, audit, search, blocker, and disabled-action visibility while preserving every execution gate.

Backend binding summary

backend unconfigured

static fallback

Backend readiness is not configured for this website runtime. Static advisory metadata is being displayed.

Portal readiness summary

ready

8 portals

All Business Platform portal shells are represented with readiness metadata.

Workflow readiness summary

readiness only

18 workflows

Workflow state is visible through existing readiness bindings only.

Approval queue summary

blocked

display-only

Approve, reject, assign, and escalation actions remain disabled.

Evidence readiness summary

metadata only

metadata-only

Evidence requirements show owners, sources, retention, redaction, and blockers without upload.

Blocker summary

blocked

execution blocked

Provider, payment, ledger, settlement, treasury, wallet, and production activation remain blocked.

Provider certification summary

readiness only

review only

Provider certification readiness is visible without provider execution or credential exposure.

Payment orchestration summary

blocked

Payment orchestration remains backend-governed and non-executing from the Business Platform UI.

Production readiness summary

readiness only

human approval required

Production readiness appears as review evidence and never flips production flags.

Runtime health summary

ready

safe fallback

Backend readiness metadata is preferred; static advisory fallback remains available.

Disabled execution summary

blocked

all disabled

No workflow execution, approval execution, evidence upload, provider calls, or financial writes are exposed.

Missing evidence count

blocked

Missing evidence is tracked as readiness metadata only; uploads are disabled.

Production-required evidence

readiness only

Production-required evidence must be reviewed before activation, with no mutation from the website.

Search and filters

Search and filter readiness is planned as display-only metadata.

Search and filter readiness

Display-only filters for future operational triage.

These controls show the planned facets for portals, workflows, approval queues, evidence, blockers, runbooks, and readiness sections. They do not call a backend search service.

Search readiness metadata

PortalWorkflowWorkflow operationsApproval queueEvidence itemBlockerRunbookReadiness sectionOwnerStatus

Evidence readiness

Evidence requirements are cataloged without upload or storage.

0 missing or blocked evidence requirements are visible for planning only.

compliance

Compliance Portal evidence requirement catalog

readiness only

Evidence owner

Compliance governance owner

Evidence source

GET /financial-core/readiness plus website readiness inventory

production requiredRetention category is identified for future durable evidence storage; no file content is stored.Display metadata excludes secrets, credentials, raw payloads, cardholder data, and payment method details.

Evidence upload, durable evidence mutation, and production approval execution are disabled.

Next action: Review missing metadata with the portal owner before enabling any evidence upload workflow.

Activity timeline readiness

Activity timelines show readiness snapshots without event mutation.

approval activity

Business Verification / KYB timeline preview

readiness only

Timeline entry is advisory metadata only and does not append, mutate, or publish operational events.

complianceworkflow readiness metadatareadiness snapshot

Next action: Connect KYB review task state to operations queues.

production readiness activity

Compliance Review timeline preview

readiness only

Timeline entry is advisory metadata only and does not append, mutate, or publish operational events.

complianceworkflow readiness metadatareadiness snapshot

Next action: Define compliance exception owners.

workflow activity

AML / Sanctions Review timeline preview

readiness only

Timeline entry is advisory metadata only and does not append, mutate, or publish operational events.

complianceworkflow readiness metadatareadiness snapshot

Next action: Select external screening provider before production execution.

Notification readiness

Notifications are represented but never sent.

Business Verification / KYB notification readiness

non sending

approval pending notificationcomplianceemail sms push disabled

Audience: business_owner, compliance_reviewer, kyb_reviewer

Email, SMS, push, and notification-provider integrations are not enabled.

Next action: Keep notifications visible as readiness signals until delivery governance is approved.

Reporting readiness

Reports are visible as readiness surfaces without export.

Compliance evidence report

readiness only

complianceCompliance governance ownerBusiness Platform readiness metadata

Report export, PDF generation, external reporting, and signed evidence package generation are not enabled.

Next action: Use the on-page summary for review until reporting export governance is approved.

Audit visualization readiness

Audit dependencies are visible without audit mutation.

Workflow audit evidence

metadata only

operationsBusiness Platform workflow and readiness metadataDurable evidence and audit storage readiness; backend audit ownership remains authoritative.

Audit mutation, evidence upload, and signed artifact storage are disabled.

Next action: Review audit lineage visually and keep source-of-truth evidence in backend readiness systems.

Approval audit trail

metadata only

adminBusiness Platform workflow and readiness metadataDurable evidence and audit storage readiness; backend audit ownership remains authoritative.

Audit mutation, evidence upload, and signed artifact storage are disabled.

Next action: Review audit lineage visually and keep source-of-truth evidence in backend readiness systems.

Authorization audit dependency

metadata only

adminBusiness Platform workflow and readiness metadataDurable evidence and audit storage readiness; backend audit ownership remains authoritative.

Audit mutation, evidence upload, and signed artifact storage are disabled.

Next action: Review audit lineage visually and keep source-of-truth evidence in backend readiness systems.

Production readiness audit dependency

metadata only

financial-intelligenceBusiness Platform workflow and readiness metadataDurable evidence and audit storage readiness; backend audit ownership remains authoritative.

Audit mutation, evidence upload, and signed artifact storage are disabled.

Next action: Review audit lineage visually and keep source-of-truth evidence in backend readiness systems.

Disabled action clarity

Future actions remain explicitly blocked.

Disabled future actions

Completion capabilities are visible, not executable.

Compliance and treasury operations

The Compliance Portal is complete as a readiness and evidence workspace.

Compliance and Treasury Operations Experience v1 adds KYB/KYC, AML/sanctions, audit evidence, treasury, reserve, liquidity, exposure, settlement queue, and financial-control visibility without execution.

Operations experience

Compliance and treasury actions are disabled.

advisory onlyblockedbackend unconfiguredsubmission screening movement release blocked

Compliance and treasury teams can review readiness, evidence, blockers, controls, and next actions without submitting KYB/KYC, running screening, uploading evidence, moving funds, allocating reserves, or releasing settlements.

Open Compliance Platform Open Treasury Platform

KYB Readiness

readiness only

Show business verification readiness, ownership evidence, required roles, blockers, and safe next actions.

KYC Readiness

readiness only

Show individual verification readiness and identity evidence posture without collecting or submitting new KYC data.

Liquidity Readiness

readiness only

Show liquidity policy, funding runway, cash posture, settlement dependency, and blockers.

Reserve Readiness

blocked

Show reserve policy, reserve account dependency, allocation controls, release blockers, and next actions.

Blocked production capabilities

The shell is visible, but production execution remains blocked.

Blocked

compliance execution

Blocked

external risk provider calls

Blocked

provider execution

Blocked

financial execution

Next steps

Safe rollout path.

Connect compliance shell to durable evidence readiness

Approve compliance operating procedures

Back to Business Platform